Senior Compliance Officer – Institutional Sales & Trading Advisory

p span data-contrast= auto span data-ccp-parastyle= Body text Optiver data-ccp-parastyle-defn= { quot;ObjectId quot;: quot;72d9cead-5d7c-511f-a089-41bc1b2ad175|1 quot;, quot;ClassId quot;:1073872969, quot;Properties quot;:[335559740, quot;253 quot;,201341983, quot;2 quot;,469777841, quot;Arial quot;,469777842, quot;Arial quot;,469777843, quot;Times New Roman quot;,469777844, quot;Arial quot;,469769226, quot;Arial,Times New Roman quot;,268442635, quot;22 quot;,469775450, quot;Body text Optiver quot;,201340122, quot;2 quot;,134234082, quot;true quot;,134233614, quot;true quot;,469778129, quot;BodytextOptiver quot;,335572020, quot;1 quot;,469778324, quot;Zsysbasis Optiver quot;]} Are you looking for a role where your nbsp; /span span data-ccp-parastyle= Body text Optiver expertise /span span data-ccp-parastyle= Body text Optiver and judgement /span span data-ccp-parastyle= Body text Optiver can /span span data-ccp-parastyle= Body text Optiver make a /span span data-ccp-parastyle= Body text Optiver real impact /span span data-ccp-parastyle= Body text Optiver ? Do you enjoy /span span data-ccp-parastyle= Body text Optiver working /span span data-ccp-parastyle= Body text Optiver close /span span data-ccp-parastyle= Body text Optiver ly /span span data-ccp-parastyle= Body text Optiver with /span span data-ccp-parastyle= Body text Optiver the business, /span span data-ccp-parastyle= Body text Optiver taking /span span data-ccp-parastyle= Body text Optiver ownership /span span data-ccp-parastyle= Body text Optiver and /span span data-ccp-parastyle= Body text Optiver translating /span span data-ccp-parastyle= Body text Optiver complex regulatory requirements into practical solutions? /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /p p span data-contrast= auto span data-ccp-parastyle= Body text Optiver Join /span span data-ccp-parastyle= Body text Optiver Optiver's /span span data-ccp-parastyle= Body text Optiver Compliance team in London and play a key role /span span data-ccp-parastyle= Body text Optiver in /span span data-ccp-parastyle= Body text Optiver supporting our growing Institutional Sales amp; Trading /span span data-ccp-parastyle= Body text Optiver business /span span data-ccp-parastyle= Body text Optiver . You will work directly with /span span data-ccp-parastyle= Body text Optiver stakeholders across the firm /span span data-ccp-parastyle= Body text Optiver on /span span data-ccp-parastyle= Body text Optiver a broad range of /span span data-ccp-parastyle= Body text Optiver regulatory, conduct and financial crime matters, while /span span data-ccp-parastyle= Body text Optiver contributing to the development /span span data-ccp-parastyle= Body text Optiver of the /span span data-ccp-parastyle= Body text Optiver Global Compliance framework /span span data-ccp-parastyle= Body text Optiver as the business continues to evolve. nbsp; /span /span /p p strong What you'll do nbsp; /strong /p p span data-contrast= auto span data-ccp-parastyle= Body text Optiver data-ccp-parastyle-defn= { quot;ObjectId quot;: quot;72d9cead-5d7c-511f-a089-41bc1b2ad175|1 quot;, quot;ClassId quot;:1073872969, quot;Properties quot;:[335559740, quot;253 quot;,201341983, quot;2 quot;,469777841, quot;Arial quot;,469777842, quot;Arial quot;,469777843, quot;Times New Roman quot;,469777844, quot;Arial quot;,469769226, quot;Arial,Times New Roman quot;,268442635, quot;22 quot;,469775450, quot;Body text Optiver quot;,201340122, quot;2 quot;,134234082, quot;true quot;,134233614, quot;true quot;,469778129, quot;BodytextOptiver quot;,335572020, quot;1 quot;,469778324, quot;Zsysbasis Optiver quot;]} As a Senior Compliance Officer, you will /span span data-ccp-parastyle= Body text Optiver join /span span data-ccp-parastyle= Body text Optiver the Trading Advisory team in London /span span data-ccp-parastyle= Body text Optiver , /span span data-ccp-parastyle= Body text Optiver focusing on /span span data-ccp-parastyle= Body text Optiver Institutional Sales amp; Trading /span span data-ccp-parastyle= Body text Optiver . /span span data-ccp-parastyle= Body text Optiver Working closely with the front office /span span data-ccp-parastyle= Body text Optiver , you will advise on counterparty interactions, communications, trading /span span data-ccp-parastyle= Body text Optiver activity, /span span data-ccp-parastyle= Body text Optiver and the regulatory framework within which the business /span span data-ccp-parastyle= Body text Optiver operates /span span data-ccp-parastyle= Body text Optiver . /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /p p span data-contrast= auto span data-ccp-parastyle= Body text Optiver You will /span span data-ccp-parastyle= Body text Optiver build a strong /span span data-ccp-parastyle= Body text Optiver understanding of the business and its trading workflows, independently /span span data-ccp-parastyle= Body text Optiver own /span span data-ccp-parastyle= Body text Optiver your advisory /span span data-ccp-parastyle= Body text Optiver work, /span span data-ccp-parastyle= Body text Optiver and become a trusted point of contact for the front office, /span span data-ccp-parastyle= Body text Optiver proactively /span span data-ccp-parastyle= Body text Optiver identifying /span span data-ccp-parastyle= Body text Optiver and addressing /span span data-ccp-parastyle= Body text Optiver emerging /span span data-ccp-parastyle= Body text Optiver risks. /span span data-ccp-parastyle= Body text Optiver You will also lead initiatives from start to finish and work closely with Compliance colleagues across /span span data-ccp-parastyle= Body text Optiver Optiver's /span span data-ccp-parastyle= Body text Optiver global offices. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /p p span data-contrast= auto span data-ccp-parastyle= Body text Optiver Your responsibilities will include: /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /p ul li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Provide /span span data-ccp-parastyle= Body text Optiver independent Compliance advice to Institutional Sales amp; Trading, /span span data-ccp-parastyle= Body text Optiver applying your knowledge /span span data-ccp-parastyle= Body text Optiver of trading workflows, counterparties, /span span data-ccp-parastyle= Body text Optiver markets /span span data-ccp-parastyle= Body text Optiver and applicable regulatory requirements. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Advise /span span data-ccp-parastyle= Body text Optiver on /span span data-ccp-parastyle= Body text Optiver sales and trading conduct, including counterparty interactions, communications, conflicts of interest, confidential /span span data-ccp-parastyle= Body text Optiver information /span span data-ccp-parastyle= Body text Optiver and cross-border activity. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Take ownership of financial crime assessments /span span data-ccp-parastyle= Body text Optiver across /span span data-ccp-parastyle= Body text Optiver counterparty onboarding, /span span data-ccp-parastyle= Body text Optiver jurisdictions /span span data-ccp-parastyle= Body text Optiver and trading activity, including AML and /span span data-ccp-parastyle= Body text Optiver sanction /span span data-ccp-parastyle= Body text Optiver risks, /span span data-ccp-parastyle= Body text Optiver identifying /span span data-ccp-parastyle= Body text Optiver appropriate controls /span span data-ccp-parastyle= Body text Optiver and escalations. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Review external communications, marketing materials, /span span data-ccp-parastyle= Body text Optiver presen /span span data-ccp-parastyle= Body text Optiver tations, /span span data-ccp-parastyle= Body text Optiver and disclosures to ensure they are /span span data-ccp-parastyle= Body text Optiver accurate /span span data-ccp-parastyle= Body text Optiver , /span span data-ccp-parastyle= Body text Optiver balanced, /span span data-ccp-parastyle= Body text Optiver and /span span data-ccp-parastyle= Body text Optiver compliant with applicable /span span data-ccp-parastyle= Body text Optiver requirements /span span data-ccp-parastyle= Body text Optiver . /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Lead Compliance input into new products, counterparties, /span span data-ccp-parastyle= Body text Optiver markets /span span data-ccp-parastyle= Body text Optiver and strategic initiatives, partnering with the business and control functions to develop compliant solutions. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Assess relevant surveillance escalations and potential conduct concerns, and coordinate responses to regulatory and exchange enquiries, /span span data-ccp-parastyle= Body text Optiver audits /span span data-ccp-parastyle= Body text Optiver and information requests. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Monitor regulatory developments, /span span data-ccp-parastyle= Body text Optiver maintain /span span data-ccp-parastyle= Body text Optiver practical policies and guidance, deliver targeted /span span data-ccp-parastyle= Body text Optiver training, /span span data-ccp-parastyle= Body text Optiver and collaborate with global Compliance colleagues while supporting junior team members. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li /ul p strong Who you are /strong /p ul li span data-contrast= auto span data-ccp-parastyle= Body text Optiver data-ccp-parastyle-defn= { quot;ObjectId quot;: quot;72d9cead-5d7c-511f-a089-41bc1b2ad175|1 quot;, quot;ClassId quot;:1073872969, quot;Properties quot;:[335559740, quot;253 quot;,201341983, quot;2 quot;,469777841, quot;Arial quot;,469777842, quot;Arial quot;,469777843, quot;Times New Roman quot;,469777844, quot;Arial quot;,469769226, quot;Arial,Times New Roman quot;,268442635, quot;22 quot;,469775450, quot;Body text Optiver quot;,201340122, quot;2 quot;,134234082, quot;true quot;,134233614, quot;true quot;,469778129, quot;BodytextOptiver quot;,335572020, quot;1 quot;,469778324, quot;Zsysbasis Optiver quot;]} You have significant relevant experience in Compliance, Legal, /span span data-ccp-parastyle= Body text Optiver Risk /span span data-ccp-parastyle= Body text Optiver or another control function within a financial institution, ideally /span span data-ccp-parastyle= Body text Optiver within an /span /span strong span data-contrast= auto span data-ccp-parastyle= Body text Optiver investment bank or other institutional markets business /span /span /strong span data-contrast= auto span data-ccp-parastyle= Body text Optiver , /span span data-ccp-parastyle= Body text Optiver with exposure to a trading floor environment. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver You have /span span data-ccp-parastyle= Body text Optiver a /span span data-ccp-parastyle= Body text Optiver strong /span span data-ccp-parastyle= Body text Optiver understanding /span span data-ccp-parastyle= Body text Optiver of the regulatory, conduct and financial crime /span span data-ccp-parastyle= Body text Optiver risks /span span data-ccp-parastyle= Body text Optiver in /span span data-ccp-parastyle= Body text Optiver nbsp;institutional markets , including sales conduct, , conflicts of interest, confidential information, cross-border requirements, AML, sanctions, counterparty due diligence and jurisdictional risk, /span span data-ccp-parastyle= Body text Optiver alogside /span span data-ccp-parastyle= Body text Optiver experience advising front-office stakeholders directly. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver You have a strong understanding of financial markets and are comfortable developing detailed knowledge of products, trading /span span data-ccp-parastyle= Body text Optiver strategies /span span data-ccp-parastyle= Body text Optiver and transaction workflows. Experience across equities, FX, fixed /span span data-ccp-parastyle= Body text Optiver income, /span span data-ccp-parastyle= Body text Optiver or commodities /span span data-ccp-parastyle= Body text Optiver is a plus. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Experience working across multiple /span span data-ccp-parastyle= Body text Optiver jurisdictions /span span data-ccp-parastyle= Body text Optiver , particularly the UK, EU and/or US, and applying different regulatory requirements to cross-border activities /span span data-ccp-parastyle= Body text Optiver is /span span data-ccp-parastyle= Body text Optiver advantageous /span span data-ccp-parastyle= Body text Optiver . /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver You can /span span data-ccp-parastyle= Body text Optiver establish /span span data-ccp-parastyle= Body text Optiver credibility with experienced institutional sales and trading professionals and build strong relationships across functions and geographies, while /span span data-ccp-parastyle= Body text Optiver maintaining /span span data-ccp-parastyle= Body text Optiver independent judgement and providing /span span data-ccp-parastyle= Body text Optiver constructive /span span data-ccp-parastyle= Body text Optiver challenges /span span data-ccp-parastyle= Body text Optiver where necessary. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver You take ownership of complex matters with limited oversight, lead initiatives from start to finish and drive issues through to a clear conclusion. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver You are curious, /span span data-ccp-parastyle= Body text Optiver analytical, /span span data-ccp-parastyle= Body text Optiver and /span span data-ccp-parastyle= Body text Optiver solutions oriented /span span data-ccp-parastyle= Body text Optiver . You /span span data-ccp-parastyle= Body text Optiver seek /span span data-ccp-parastyle= Body text Optiver to understand how the business /span span data-ccp-parastyle= Body text Optiver actually operates /span span data-ccp-parastyle= Body text Optiver rather than applying regulation in isolation, and you turn complex regulatory requirements into concise, actionable advice. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver You have experience guiding junior colleagues, delegating /span span data-ccp-parastyle= Body text Optiver effectively, /span span data-ccp-parastyle= Body text Optiver and providing constructive feedback that improves the quality of the team's work. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li /ul p strong Who we are /strong /p p At Optiver, our mission is to constantly improve the market by injecting liquidity, providing accurate pricing, increasing transparency and acting as a stabilizing force no matter the market conditions. With a focus on continuous improvement, we participate in the safeguarding of healthy and efficient markets for everyone who participates. As one of the largest market making institutions, we are a trusted partner of 70+ exchanges across the globe. /p p strong What you'll get /strong /p p span data-contrast= auto span data-ccp-parastyle= Body text Optiver data-ccp-parastyle-defn= { quot;ObjectId quot;: quot;72d9cead-5d7c-511f-a089-41bc1b2ad175|1 quot;, quot;ClassId quot;:1073872969, quot;Properties quot;:[335559740, quot;253 quot;,201341983, quot;2 quot;,469777841, quot;Arial quot;,469777842, quot;Arial quot;,469777843, quot;Times New Roman quot;,469777844, quot;Arial quot;,469769226, quot;Arial,Times New Roman quot;,268442635, quot;22 quot;,469775450, quot;Body text Optiver quot;,201340122, quot;2 quot;,134234082, quot;true quot;,134233614, quot;true quot;,469778129, quot;BodytextOptiver quot;,335572020, quot;1 quot;,469778324, quot;Zsysbasis Optiver quot;]} Y /span span data-ccp-parastyle= Body text Optiver ou’ll /span span data-ccp-parastyle= Body text Optiver join a culture of collaboration and excellence, where /span span data-ccp-parastyle= Body text Optiver you’ll /span span data-ccp-parastyle= Body text Optiver be surrounded by curious thinkers and creative problem solvers. Motivated by a passion for continuous improvement, /span span data-ccp-parastyle= Body text Optiver you’ll /span span data-ccp-parastyle= Body text Optiver thrive in a supportive, high-performing environment alongside talented colleagues, working collectively to tackle the toughest problems in the financial markets. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /p p span data-contrast= auto span data-ccp-parastyle= Body text Optiver In addition, /span span data-ccp-parastyle= Body text Optiver you’ll /span span data-ccp-parastyle= Body text Optiver receive: /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /p ul li span data-contrast= auto A performance-based bonus structure, enabling all of our employees to benefit from our global profit pool. /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver 27 paid vacation days plus all UK public holidays. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Daily breakfast and lunch, along with support on commuting expenses. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Private medical insurance, pension scheme, and /span span data-ccp-parastyle= Body text Optiver ClassPass /span span data-ccp-parastyle= Body text Optiver fitness membership. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver Training and continuous learning opportunities, including access to conferences and tech events. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li li span data-contrast= auto span data-ccp-parastyle= Body text Optiver International transfer opportunities for global career growth. /span /span span data-ccp-props= { quot;201341983 quot;:2, quot;335559740 quot;:253} nbsp; /span /li /ul p strong How to apply br /strong Apply directly via the form below. If you have any questions feel free to contact our Recruitment team via our a href= https://optiver.com/contact-eu-recruitment/ recruitment inquiry form /a . /p p Please note: /p ul li We do not require any assistance from third-parties including agencies in the recruitment of this role /li li We cannot accept applications via email /li /ul p strong Diversity statement /strong /p p Optiver is committed to a href= https://optiver.com/diversity-statement/?_gl=1*bh82o8*_up*MQ.. amp;gclid=EAIaIQobChMItNH9v-THiQMVyJZQBh1Kbw3YEAAYASABEgI0z_D_BwE diversity and inclusion /a . /p p nbsp; /p Find Jobs in United Kingdom on Arbeitnow